MASTER-3000-L3.1

The regulatory framework and the ISM Code

The Master commands the ship within an international regulatory framework and is the person on whom the ship's safe management ultimately rests. This lesson covers that framework and the ISM Code at command level.

The conventions and codes

The ship operates under SOLAS (safety of life at sea), MARPOL (pollution prevention), STCW (training and watchkeeping), the Load Line Convention, the MLC (seafarers' rights), and the Large Yacht Code, overseen by the flag State and by Port State Control, with security under the ISPS Code. The Master must know the duty each imposes, the standard it sets, and where the detail is written — in the relevant convention, code or Merchant Shipping Notice (MSN, MGN, MIN).

The ISM Code and the Master's authority

The ISM Code requires the ship to be operated under a Safety Management System, and gives the Master overriding authority and responsibility to make decisions for the safety of the ship and the protection of the environment, and to request the company's assistance. This authority is the Master's shield against commercial pressure: when safety requires it, the Master's decision prevails, and the Master must be prepared to exercise that authority and to record it.

NOTE — The Master's overriding authority Under the ISM Code the Master has overriding authority to act for the safety of the ship and the protection of the marine environment, and the right to the company's support. It exists precisely so that safety can prevail over commercial pressure.

WARNING — Know the duty, the standard and the source The examiner does not want a legal recital but an officer who knows what the duty is, the standard it must meet, and which convention, code or MSN holds the detail. That is the mark of a professional Master.

Practice questions

5 questions
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Under the ISM Code, the Master has: (a) No authority over the SMS (b) Overriding authority and responsibility to act for safety and pollution prevention (c) Authority only in port (d) No safety role

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The convention principally concerned with the prevention of pollution is: (a) SOLAS (b) MARPOL (c) STCW (d) The Load Line Convention

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The Master's overriding authority exists so that: (a) Commercial pressure always wins (b) Safety can prevail over commercial pressure (c) The company decides everything (d) The charterer commands

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Detailed UK requirements are found in: (a) The charter party (b) Merchant Shipping Notices (MSNs, MGNs, MINs) (c) The wine list (d) The tide tables

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Security aboard is governed by the: (a) Load Line Convention (b) ISPS Code and the Ship Security Plan (c) MLC (d) COLREGs

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